expenses incurred by the SEC. Additionally, they are each barred from serving as director or executive in securities issuing companies or securities companies, as summarized below: (1) Mr
Allocation and allotment of offering shares: disclose number and percentage of offering shares allocate to each type of investors e.g. institutional investors, general public or patron of the issuer
value and investment unit value as of each of the following days: (a) the last business day of each month, to be announced within the following business day, except in the case of a closed-end fund of
; “Office” means the Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to the level of trust
in the agreement; “Office” means the Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to
Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to the level of trust from investors, the
in porportion to the operating months (monthly pro-rate). 3 Clause 5 The licensees of the following licenses shall pay a varying fee based on the business volume at the rate specified for each type of
each type of business: (1) securities brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; (5) private fund management; (6) derivatives broker. Clause 6 The total
. Dataset name Report period File Description 1 Super Saving Fund, Retirement Mutual Fund, Long Term Equity Fund classify by Each Funds 2025-03-23 2 Mutual Funds classify by Each Funds February/2025 3