to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation

CIS") to non-retail investor in Thailand within first half of 2012. This is under the Implementation Plan for ASEAN Capital Markets Integration in 2015 aiming at facilitating cross-border securities

Implementation Plan for ASEAN Capital Markets Integration in 2015 aiming at facilitating cross-border securities offerings in the region, strengthening potential of ASEAN capital markets and providing more

literacy, and elevation of corporate governance through establishment of Institute of Directors to facilitate cross-border investment and fund raising that will certainly generate mutual benefits and boost

up the quality of financial reports and information disclosure of listed companies. Tipsuda Thavaramara, SEC Deputy Secretary-General, said that ?At present, freer flow of capital and cross-border

established under specific laws, (e) Government Pension Fund, (f) provident funds, (g) Social Security Fund, (h) mutual funds under the Securities and Exchange Act, (i) Thai Red Cross, (j) foundations for

that Thai asset management company will gain more experience to be beneficial for business,? said  SEC Secretary-General Vorapol Socatiyanurak. Under ACMF framework, members will allow cross-border offer

สาธารณรัฐประชาชนจีน เกี่ยวกับความร่วมมือในการส่งเสริม และการกำกับดูแลนวัตกรรมระหว่างประเทศ (Fintech synergy and cross-border regulatory innovation) ณ ศูนย์การประชุมแห่งชาติสิริกิติ์ เมื่อวันที่ 21 เมษายน

) Enhancing clarity in the management of conflicts of interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with

The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund