SEC Office a report on said testing within the first quarter of the year following the year the testing is conducted. Part 3 Reporting on Material Changes in Computer Systems relating to Clearing and

shall be conducted when the value of units of the approved foreign collective investment scheme falls within the foreign investment allotment that the Bank of Thailand has specified to control capital

client has signed on the subscription documents to certify that the client has passed a suitability assessment of investment or transaction conducted by another intermediary for no longer than two years

client has signed on the subscription documents to certify that the client has passed a suitability assessment of investment or transaction conducted by another intermediary for no longer than two years

client has signed on the subscription documents to certify that the client has passed a suitability assessment of investment or transaction conducted by another intermediary for no longer than two years

UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...

สารสนเทศรายการได้มาซึง่สินทรัพย์ บริษัท บางกอก เดค-คอน จ ากดั (มหาชน) (BKD) บริษัท แอสเซท โปร แมเนจเม้นท์ จ ากดั (APM) - หน้า 1 - Information Memorandum on Acquisition of Assets Reference is made to the fact that Board of Directors’ Meeting No. 2/2018 of Bangkok Dec-con Public Company Limited (the “Company” or “BKD”), which was convened on Feburary 22, 2018 resolved to approve the acquisition of ordinary shares of High East Capital Holdings Limited ( “HECH” ) Miss.Kantima Rodsatru exisiting shar...

suitable investment or transaction; (4) investment analysis article conducted by the intermediary ; (5) informative disclosure or relevant services provided to the client after investment or entering into

Tender Offeror or any act for which the Tender Offeror is responsible; or 9.2 any act conducted by the Business after the submission of the Tender Offer to the SEC but within the Offer Period, which causes

over the shareholder’s health and safety, therefore, conducted the meeting under the precautionary measures regarding the spread of COVID-19. 1.4 The Legal execution Department resumed its public auction