The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, and SEC executives, held a meeting with the Association of Investment Management Companies (AIMC

relationships and unity with personnel from the Association of Thai Securities Companies (ASCO), its members, and the Stock Exchange of Thailand (SET). On this occasion, the SEC, the SET, and ASCO member

responsibilities of business operators in the Thai capital market as responsible investors who consider climate risk and emphasize engagement with investee companies and encourage investee companies to be

in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and

objective only to risk management. The draft regulations aim to provide investors with more variety of investment alternatives and promote new income channels for securities companies as well as increase

their financial statements for Q1/2011.  Within August 17, 2011, the four companies are required to submit to the SEC and publicly disclose the rectified financial statements which have been reviewed by

fund ("One-Third Rule"). As there is no such One-Third Rule in other ASEAN countries, the proposed revision aims to facilitate Thai investment management companies by exempting the said Rule from unit

derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose

Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance

Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be