addressing potential damage from operational risks. For example, a lower ongoing capital requirement would be permissible specifically for intermediaries that only provide asset management services excluding
provide investors with correct and complete information promptly. ________________
analysis, which is in line with the government's approach of making big data freely available. In the initial stage, SEC will provide two types of information, which are information on licensee or have
unitholders or may cause the unitholders to lose benefits that they are entitled to. Moreover, The persons performing the duty must give opinions relating to seeking a unitholders’ resolution to provide the
SEC has revised regulations regarding outsourcing, to provide more opportunities for business operators, such as, securities business providers, asset management companies, and derivatives business
important information of their investment policy, for the members of the provident fund to have adequate information before investing. The investment management companies must also provide convenient or
forms in order to have sufficient information to supervise the aforementioned risks and to provide appropriate measures to respond to the case of such events, which could immediately slow down or
summary of the important information of their investment policy, for the members of the provident fund to have adequate information before investing. The investment management companies must also provide
notifications has taken suggestion from all parties, including listed companies, potential issuers, and investors, into consideration intended to provide clear and sufficient information for investors without
equity and the cash flow statement. The new financial statement forms will become effective from 1 January 2019. It is expected that the new financial statements will provide information beneficial to