inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and insufficiency in Huobi’s management structure and https://www.sec.or.th/EN
Board seeks Finance Minister’s revocation of digital asset exchange license of Huobi or DSDAQ (Thailand) Co., Ltd. The SEC’s inspection on the operation of Huobi as a digital asset exchange operator
exchange license of Huobi or DSDAQ (Thailand) Co., Ltd. The SEC’s inspection on the operation of Huobi as a digital asset exchange operator during February 2021 - March 2021 detected deficiencies and
ตลาดทุนที่เป็นหน่วยลงทุนและตราสารหนี้ ) (7) การควบคุมภายในและการตรวจสอบการปฏิบัติงาน (Internal Control and In-house Inspection) (8) ระบบปฏิบัติการและแผนรองรับกรณีเกิดเหตุฉุกเฉิน (Operation and Business
According to an inspection report submitted by Maybank Kim Eng and a complaint from a client and the SEC’s further investigation, it was found that during August 2011 – October 2018, {A} sent trading
Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units