in business operations and encourage business operators to set effective standards of custodian services.In addition, in order to prevent assets for the person authorizing the management of the

Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities

”)’s assets, failed to perform duties responsibly, carefully and honestly, seeked unlawful gain for himself or other persons causing damage to the company, and committed or permitting wrongful acts

(or in the other name as Mr. Wuttipong Rattananon) aid and abet Mr. Winai Tiaosomboonkij by permitting to use his own securities trading account in purchasing TFG’s share or purchasing TFG’s share

jointly committing with dishonest intent by authorizing KC to issue bills of exchange (B/E) for sale to a mutual fund of Solaris Asset Management Co., Ltd. which caused the misappropriation of an amount

to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation

derivatives business operators is determined by the types of license packages, each permitting a scope of various business undertakings. For example, Type A Securities Business License requires the minimum paid

) of K.C. Property Public Company Limited (KC) which the former directors and executives of KC and others for jointly committing with dishonest intent by authorizing KC to http://market.sec.or.th/public

and executives of KC and others for jointly committing with dishonest intent by authorizing KC to http://market.sec.or.th/public/idisc/en/Enforce

executives of KC and others for jointly committing with dishonest intent by authorizing KC to http://market.sec.or.th/public/idisc/en/Enforce