period for the purpose of considering the ability to maintain net capital [and net capital ratio] of the securities company. Clause 5 This Notification shall come into force as from 16 May 2006. Notified

- the ability to expand the gross profit margin through the selection and development of quality products to meet the needs of customers - and also on cost efficiencies. Regarding store expansion in the

: 5. Ability to cancel ICO subscription up until a certain period Some argue that similar to equity crowdfunding investors, ICO investors should have the right to cancel their subscription to an ICO up

current consumer trend, the company thus loses the ability to compete in the pastries and bakery businesses to competitors. As a result, branches in locations with high competition lose profit and have to

20.72Mb. or 153.42% compared with the same period of last year, Y.2019. This mainly due to the acquisition of iCE completed in March Y.2019 resulted to the group ability to synergize and better manage

document for an account opening including client identification, beneficial owner and controlling person. In this regard, the securities company shall consider the ability to pay debt of the client before

.1.3) Compliance and legal risks: Given the ability to transfer digital assets to/from private wallets where the user’s identity is unverified, digital assets may be used for illicit activities such as

increase training programs for the analysts on the techniques to identify suspicious transactions in the financial statements presumed to be falsified, leading to the ability to analyze abnormalities in

documentation to be informed of the client ’s financial status and debt-paying ability. In case of a retail client , the securities company shall arrange sufficient information or evidentiary documentation to

ability. In case of a retail client, the securities company shall arrange sufficient information or evidentiary documentation to perceive the client’s investment objective, knowledge, understanding and