from LTFs to Thai ESGX for tax deduction benefits.Fiscal Policy Office (FPO) International Economic Advisor Warotai Kosolpisitkul stated: "Following a wave of LTF redemptions in early 2025 which affected
Pursuant the Digital Asset Business Law, as amended, digital asset business operators having any of the following characteristics are deemed to be providing services to persons in Thailand, which
shares, subject to the following conditions: (1) CIG must receive no less than 310 million baht from the RO; (2) Legal due diligence related to the OW investment transaction must be completed before the
warnings to clients of DA operators* with the following salient features. (1) DA operators shall disclose the risks in relation to the appraisal of their financial status, storage of clients
duties to maintain the minimum net capital requirement by NC-1 method and failure to do so shall be subject to observing the following: (1) Suspend all types of business operations until the minimum
Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak
Following the discussion with TFAC on 13 March 2020, SEC submitted a letter to TFAC on 17 March 2020 to propose an issuance of accounting guidelines in response to the COVID-19 situation that
transactions as originally intended by the investors in the following business day. Instead, he spent the subscription money for his own benefit, causing the total damage of 449,500 baht to eight clients. SEC