offenders had refused to enter the settlement process. In addition, Nongluck and Adirek, as approved investor contact, are deemed to have prohibited characteristics of capital market personnel pursuant to

Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a

$(#" !K)O#" ')'#+" (off exchange) KL • (#S#$+].'* %$+M$#"bML")'#+" O%!`*&%\')'#+"#%L (open access) 'P* %$," ()* exchange (direct market access) O* !L regulator #L(.'"," %()*+$.%(.%' trading venues

1-31, 2007, respectively.  Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The

& delisting) หลักเกณฑ์ เงื่อนไข และวิธีการในการซื้อขายสินทรัพย์ดิจิทัล และการชำระราคาและการส่งมอบสินทรัพย์ดิจิทัล (trading, clearing & settlement) และหลักเกณฑ์ในการจัดให้มีผู้ดูแลสภาพคล่อง (market maker

caused   TYM share price inconsistent with normal market conditions to mislead the general public about TYM trading values and volumes and lure the general public to trade such shares.Their actions were

client's assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities.  In addition, the lower rate of annual license fee will be offered for companies selling at

?s assets in custody, no proprietary trading, and no responsibility in clearing and settlement of securities.  In addition, the lower rate of annual license fee will be offered for companies selling at

trading volumes were substantial or the share prices genuinely changed, and on a continual basis, causing the trading of such shares to be inconsistent with normal market conditions to induce the public to

businesses to access anonymized data under possession of https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6844 Notification of Capital Market Supervisory Board TorThor 47/2552 Sale of Securities by a