Fund Management Services _____________ By virtue of Section 98(10) and Section 139(4) of the Securities and Exchange Commission Act B.E. 2535 (1992) as amended by the Securities and Exchange Commission
Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section
e-service Online Submission See canceled document Derivatives Agent >> Definitions (Section 3) Type Title Section See Document Status Notified Date Effective Date 1. Act The Derivatives Act B.E
undertaking of securities business without having obtained a license under Section 90 and subject to penalties under Section 289 of the Securities and Exchange act B.E. 2535 (1992), namely an imprisonment
failure to comply with, Section 26 and is liable to criminal sanction under Section 66 of the Digital Asset Businesses Emergency Decree, i.e., imprisonment for a term of two to five years and a fine of
According to the first paragraph of Section 23 of Provident Fund Act, when an employee’s membership terminates on a cause other than the dissolution of the fund, the fund manager shall make
-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues as specified by Section 289 of the SEA. The SEC
derivatives products to deposit money into banking accounts of two securities companies for Sureerat?s derivatives trading account. Such wrongdoing was in violation of Section 16 of the Derivatives Act B.E
the price or trading volume to be inconsistent with normal market conditions. The acts of the six individuals above were liable to be offenses under Section 244/3(1)(2) in conjunction with Section 244
approximately 5.11 million stocks to 7.43 million stocks.The offenses committed by Atthavut and Sujeera were deemed manipulation of TIGER price under Section 244/3 (1) and (2), subject to the penalties under