implementing measures for ensuring fair and transparent trading in the stock market. Efforts are also underway to improve reporting requirements for executives of listed companies regarding the use of shares as
ก.ล.ต. ในฐานะประธานคณะทำงานด้านกองทุนรวมและด้านการกำกับดูแลสินทรัพย์ดิจิทัล ได้เสนอแผนการจัดทำ Guidance Notes on Disclosure Requirements for Wrapper of Prospectuses for Cross Border Offerings เพื่ออำนวย
all requirements on information disclosure and submission of reports under relevant regulations. On investor side, sufficient information for their investment decisions will be provided as the Filing of
is therefore proposing to amend the governing rules and regulations, as summarized below:(1) In addition to the existing requirements for reporting initial public offering (IPO) results (Form 81-1-IPO
alignment with the product risk. These proposed requirements are in line with regulatory practices applicable to both securities and digital asset business operators. Accordingly, the SEC is conducting
to securities listing and trading on LiVe Exchange and provide regulatory relaxation regarding listing requirements and listed company status maintenance, giving focus on disclosure of information to
(filings), and post-offering duties are more lenient compared to the requirements for public offering of shares and be listed on the Stock Exchange of Thailand (SET) and the Market for Alternative Investment
2020), if a listed company cannot submit its financial statement to SEC due to COVID-19 and wishes to extend the submission of financial statements, the company shall comply with the requirements of
regulations governing primary listing of Thai companies on HKEX. Therefore, any Thai company wishing to have its securities listed on HKEX must meet all requirements with an emphasis on investor protection
accordance with the relevant regulations of the home country and additional requirements specified in the MoU. A Hong Kong fund to be offered through licensed intermediaries in Thailand under HK-TH MRF is