The SEC has reviewed the regulations concerning the SPO shares offering and the mai/SET listing requirements for LiVEx-listed companies to better accommodate small and medium-sized enterprises and

Investors (HNW) as well, and 2) requiring a statement on the bill in case of offering for sale to UHNW or HNW for clarity and consistency with the operating guidelines.  The Notification concerning the

notifications concerning the amendments will become effective from 1 July 2024 onwards.-----------------------------------Remarks:* Referring to audit firms that have no capital market auditors on their staff

2024. ______________________Note:* Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 38/2565 Re: Rules in Details concerning Arrangements of Information Technology

, with the requirement that during the first two years, the records must be stored in a format that is readily accessible for the SEC’s review or inspection. The Notification concerning the amendments has

first-time investment in such product.The notifications concerning the aforesaid amendments* will become effective on 16 April 2025.  Remark: * Three relevant notifications are:  1. Notification of the

supervision can be verified on the Investor Alert List via this link:  https://market.sec.or.th/public/idisc/en/InvestorAlert Furthermore, to report any leads concerning suspicious activities, please contact

The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional

investors correctly and completely and without sufficiently notifying or giving information that was important and relevant to investors’ decision making, in contravention of the Notification concerning

related policies or guidelines in accordance with the Notification of the Securities and Exchange Commission concerning Rules in Detail on Establishment of Information Technology System as well as the