other requirements, e.x., having performed audit work and affixed signature to express an opinion on audit reports as well as not having prohibited characteristics. In this respect, details of the
COMPANY LIM... PHAKCHUDA COMPANY LIMITED PHARMASANT LABORATORIES COMPANY LIMITED PHATRA LEASING PUBLIC COMPANY LIMITED PHI PHI HOLIDAY COMPANY LIMITED PHILLIP SECURITIES (THAILAND) PUBLIC C... PHOENIX PULP
requirements of such person; (12) “ specific advice ” means investment advice given to any person which is suitable to the investment objective, financial status, or requirements of such person. Chapter 1
of a securities investment; (11) “general advice” means an investment advice given to any person without considering the investment objective, financial status, or requirements of such person; (12
Operations 31 4.5 Capital Requirements 32 4.6 Credit Ratings 33 5. Operations of Support Groups 35 5.1 Human Resource Management 35 5.2 IT Management 38 1 1. Overview of Operating Environment 1.1 Global and
where there are many types of investment units; (b) requirements with respect to allotment of investment units, transfer of investment units, and restrictions on allotment and transfer, as well as
requirements as specified in the Notification of the Securities and Exchange Commission concerning Operating System, Communication with Investors and General Performance of Trust Business as well as the rules
margin account shall comply with the requirements stipulated by the Stock Exchange of Thailand and approved by the SEC Office. Chapter 4 Provision on Investment Analysis and Consultation
comply with the requirements stipulated by the Stock Exchange of Thailand and approved by the SEC Office. Chapter 4 Provision on Investment Analysis and Consultation _____________________ Clause 22 In