office or which may affect the company’s credibility should it undertake fund management business; (3) The management company has shown that it has prepared, for the operations of the branch office to be

prepared, for the operations of the branch office to be established, the operating system that is appropriate for servicing customers and is consistent with practices set out under the rules prescribed by

providing over-allotment shares in full, as the case may be, except for dissemination of information relating to securities offering which is prepared by an offeror under the Notification of the Office of the

may be, except for dissemination of information relating to securities offering which is prepared by an offeror under the Notification of the Office of the Securities and Exchange Commission governing

. • Regarding to well-prepared in cost and internal control, gross profit of food centre and restaurant business are lined with last year. 3. Financial status analysis Unit: million bath Detail June 2018 Dec 2017

documentation. 4 Clause 7 In order to perform trust business, an approved person shall: (1) commence trust business only after the SEC Office examined that the applicant has already prepared operating system and

Examination Prepared by Foreign Audit Regulators. Original: 0 copy Photocopy: 1 copy Remark: Sign to certify by the applicant (if any) - 7) Certified Public Accountant in Foreign Countries Licence Original: 0

big retail investor; (2) preparing supplementary information for offering for sale of units of foreign collective investment scheme which was prepared and distributed in the 3 jurisdiction where the

The “Aom No. 5” campaign’s main objective is to expand investor base, particularly those of working age, encouraging them to be prepared for the future and have saving discipline through dollar cost

suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted principles and have reliable