investor remediation fund for illegal activities in violation of the securities laws; (7) Monitoring and Assessing Systemic Risks in a timely manner: To develop database and enhance
monitoring the financial debt to equity ratio to be in the appropriate level. 5. Income tax expenses were Bath 285.01 million, an increase of Baht 35.88 million or up by 14.40% as compared with the previous
(monitoring) ก#) F ก2&2% กก):$% กก70%*ก กก): #$%/0 (&9( #?%): 0% 6 ก 8/0/G0 82& 16 #: .. 2549 #> 0 7 ก & 8 .. 2549 ( 'G =H& 9 () #')ก ก กกก กกก
monitoring the implementation of the exercise of voting rights; (4) Disclose the guidelines referred in (1) and the exercise of voting rights referred in (2) to investors by using appropriate methods and in
operating system for monitoring the implementation of the exercise of voting rights; (4) Disclose the guidelines referred in (1) and the exercise of voting rights referred in (2) to investors by using
6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this
anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this Notification, the anti-money laundering legislations
application for approval to the Office together with the following document evidence: (1) scope of services provided during the hours and days applied for. (2) monitoring and supervision plan to be use during