e-service Online Submission See canceled document Derivatives Dealer >> Books & Records Requirements Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Risk Control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory
e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital
e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and
Capital of asset management company Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and Exchange Act 2535 96 26/12/1999 30/03/2000 Contact The Securities and
>> Business Office Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission SorNor. 5/2550 Re: Establishment of a Branch
In the case where a derivatives business operator is a securities company having the duty to prepare and disclose the financial statements in accordance with the Securities and Exchange Act B.E. 2535
where a derivatives business operator is a securities company having the duty to prepare and disclose the financial statements in accordance with the Securities and Exchange Act B.E. 2535 (1992), if the
responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8259 SEC