to international standards and helps enhance transparency and investor confidence in financial reports and disclosures in the Thai capital market.  In strengthening audit quality, the SEC revised

rating agencies in response to the changing business environment and in line with the International Organization of Securities Commissions (IOSCO) standards.  The revision requires that locally-based CRAs

, especially at the end of the third quarter of 2017. By then, another issue – guidelines for adjustment in the European Central Bank’s asset purchase program for 2018 – should be closely monitored. In Thailand

. Last but not least, preparation for the International Financial Reporting Standards (IFRS9) and the Basel III capital requirements will also affect business adjustments of commercial banks in terms of

investment planning. This would allow https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7344 SEC launches Guidelines on Management and Disclosure of Climate-related Risk by Asset Managers -related risk

investor education program and our working policy that prioritizes guidelines for protecting investors’ rights.”The SEC’s investor education highlights during the World Investor Week 2019 can be divided into

supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC;     (5)  Improving guidelines for supervising compliance of securities brokers and dealers of non

No. Or Thor. 10/2543 Re: Guidelines for Undertaking Securities Brokerage Business dated 8 June 2000, and (2) the Notification of the Office of the Securities and Exchange Commission No. Or Thor. 21

Businesses and in alignment with the specific characteristics and risks associated with different types of digital assets* while adhering to international guidelines and the practices of foreign

can monitor the guidelines for exercising the voting rights and the exercising of such rights by the management company; 6 (d) Does the mutual fund provide channels and procedures for the investors