investment consultant of Asia Plus Securities Plc. Following the report of Capital Nomura Securities Plc., the SEC probed into {A} case and found that he failed to record the client's securities trading
financial benefits from trading derivatives on non-public information concerning JAS, i.e., dividend payment for the year 2015 and a repurchase scheme at the beginning of the following year, which he had
Act of 1992 with the following offences: (1) For her responsibility over PICNI operations in 2004 when she jointly made changes to the contracts to let bottling plants owned by her families or under her
with the following offences: (1) For his responsibility over PICNI operations in 2004 when he jointly made changes to the contracts to let bottling plants owned by his families or under his control rent
to disclose IFEC’s default on its bills of exchange, following the SET’s request for clarification on 12 January 2017. Wichai’s actions appear to be intentional causing IFEC to be suspended from
Mr. Chaiwat Phithakraktham Following the referrals from the During 13 July 2021 to 3 May 2023 (a total of 438 business days), a group of 18 persons with personal and financial relationships and
___________________________________ By virtue of Section 81 of the Securities and Exchange Act B.E. 2535 (1992) , the SEC Office hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1) the
___________________________________ By virtue of Section 81 of the Securities and Exchange Act B.E. 2535 (1992), the SEC Office hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1) the
of the Securities and Exchange Act B.E. 2535 (1992), the SEC Office hereby issues the following regulations: Clause 1 The following Notifications shall be repealed: (1) the Notification of the Office
) mainly due to the increase in revenue from sale of electricity following greater irradiation and an increase in other income following unrealized gain from foreign exchange not related to business