protect the customers’ optimum benefit, on the basis of integrity, prudence and due care. Clause 11. To ensure that the management company shall carefully invest or seek benefit for a fund from securities
management company shall carefully invest or seek benefit for a fund from securities, derivatives contracts or other assets, execute a short sale, create any obligation or seek interest or benefit by other
, take into account and protect the customers’ optimum benefit, on the basis of integrity, prudence and due care. Clause 11. To ensure that the management company shall carefully invest or seek benefit for
appropriate. Clause 15. In cases where several claimants jointly file the dispute under Clause 8 and seek compensation collectively exceeding one million baht, the claimants may indicate their intention to
terminate the proceeding for such dispute, except where the Office deems it necessary and appropriate. Clause 15. In cases where several claimants jointly file the dispute under Clause 8 and seek compensation
June 2018. As a result, the Company is obliged to seek approval from the Board of Directors and disclose information memorandum to the SET. The details of entering into transaction are as specified in
Notifications on Connected Transactions; (2) To convene a shareholders’ meeting to seek approval on the Granting of Loan Transaction, whereby the resolution shall be passed by votes of no less than three-quarters
aspects of existing rules may need to be reviewed. Therefore, the SEC would like to propose a regulatory approach on ICO and seek public comments to ensure appropriate regulatory responses. 4 II. Regulatory
consent under the first paragraph of Clause 13 or the first paragraph of Clause 13/1, the private fund management company may seek a general consent from the client or the provident fund committee in