of this facilitator rules, the SEC is also proposing that the Capital Market Product Trading Services with Limited Discretion According to Clients? Pre-determined Investment Scope rules be repealed and
strengthen competitiveness of Thai businesses and the capital market in preparation for the ASEAN Economic Community (AEC) and increasing investment alternatives for sophisticated investors with a high net
Bangkok, Jan 6, 2011 ? The SEC Board Meeting No. 1/2011 today passed a resolution approving in principle the setup of carbon credit fund ? a target innovation under the Capital Market Development
investors, and consult with related parties to raise the quality of MD&A in the Thai capital market on par with international standards. In this connection, the SEC started the plan early this year with an
such permission.In performing their duty, an investment consultant can send trading orders only when obtaining orders from the clients. Even with the client?s permission; they cannot make decisions on
trading orders only when obtaining orders from the clients. Even with the client's permission; they cannot make decisions on behalf of the client. In this regard, {A} and {B}'s actions were in violation of
rating reports to the local public. The voluntary rating means more regional scale rating information, which would contribute to the Thai capital market policy to promote foreign investment for risk
since September 16 and the Capital Market Supervisory Board, on October 18, approved a revision to the fund size rule in support of different types of project and the current business environment. The
The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
) IPO ( 3 ) Financial Report ( 2 ) Intermediaries ( 2 ) Investors ( 2 ) Market Data ( 2 ) Market Professionals ( 2 ) International Relations ( 1 ) Takeover ( 1 ) More >> Documents Adobe PDF ( 439