provide. Capital market plays a significant role in the economy and is one of the key drivers of sustainable growth in Thailand. To further support sustainable investment, we have extended the fee exemption
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
promote fundraising and investment in investment tokens and to support interested securities business operators in providing services related to the said products. This in turn would increase access
(SDGs). It also brought to the fore investment management business operators, institutional investors and other capital market participants for an in-depth discussion on the Principles for Responsible
ตามที่ ก.ล.ต. มีแนวคิดในการสนับสนุน บล. ให้สามารถให้บริการ Investment token ได้ ในระหว่างการแก้ไขพระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ พ.ศ. 2535 (พ.ร.บ. หลักทรัพย์ฯ) เพื่อรองรับการนำ Investment
sector-led projects underway to reduce carbon emissions and reverse environmental damage.The webinar ‘Responsible Investment in Practice: Undertaking Stewardship with a Focus on Climate Change’ held on
Mr. Thawatchai Pittayasophon, Deputy Secretary-General, acting Secretary-General of the Securities and Exchange (SEC), joined the Declaration of Intent on “Fight Against Investment Scammers”, a
According to the complaints submitted by nine investors and SEC’s further investigation, it was found that during 13 July 2015 – 13 November 2018 Napasook , an LH securities investment consultant
Notification of the Capital Market Supervisory Board.* SEC has therefore suspended {A}’s approval as a securities investment consultant for three months. However, since BBL has suspended her from performing
In addition, SEC shall not accept her future application for approval as capital market business personnel until the revocation period ends. At the time of her misconduct, Sunisa was working for TMB Bank Public Company Limited (TMB).According to the operating report of TMB, a Limited Broker Dealer and Underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Sunisa had misappropriated the client’s money by forging the client’s signature, revising the client’s signific...