updated information to verify the records of such assets reported by a third-party custodian in comparison to the records of clients’ assets which are prepared by the securities company. Clause 15 3 A
practice guidelines under Paragraph 1 shall at least include the following matters: (1) receipt or delivery of clients’ assets; (2) keeping of records of clients’ assets; (3) management of information
transactions of each client. In this regard, the records of derivatives trading transactions shall contain the information prescribed and notified by the SEC Office at a minimum. Clause 27 The derivatives broker
with respect to providing information or documentation relating to investment objectives, client levels of understanding and experience in trading derivatives; together with the provisions of Clause 23
), date of birth, citizenship, sex, marital status, father’s name/mother’s name, (former) titles, (former) surnames, and name of spouse, etc. Contact information: Information for contact purposes, including
ELECTRIC PUBLIC COMPANY LIMITED Disclosure Business News ( 9 record(s) found) Date Time Heading Link 05/08/2022 17:52 Disclosure of the information connected transaction 20/05/2022 07:52 Disclosure of the
As Of Details ADVANCED INFORMATION TECHNOLOGY PUBLIC CO.,LTD. 2024 Reviewed Consolidated Q3 30/09/2024 ADVANCED INFORMATION TECHNOLOGY PUBLIC CO.,LTD. 2024 Reviewed Company Q3 30/09/2024 ADVANCED
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