in the category of inter-dealer brokerage; (3) a securities company in the category venture capital management; (4) a derivatives intermediary in the category of derivatives advisory; (5) a person
company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment
) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
on policy making, management or operation of the business; and (d) Any person who, by circumstances, operates the business or has responsibilities in the operation of the business as executives
Company, which is considered as a connected person of the Company. In this regard, Mr. Sorapoj has not attended this agenda and casted the votes on this agenda. (Translation) 6. Characteristics and scope of
person of the Company in the amount of USD 10,000,000 or approximately THB 310,997,000 (calculated based on the exchange rate at THB 31.0997 to USD 1). 4. Asset Disposition Details Shares in the amount of
(1992) which contains certain provisions in relation to the restriction of right and liberty of person which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and
total amount of 12,000,000 baht or 0.09% of NTA of the Company and approved engage service agreement with SIGMAXYZ Inc. (which is not related person of the company) in the New Collection system
. In addition, the allegation by SEC are only the starting point of the criminal law enforcement process. Under this process, in order to adjudicate whether a person has committed an offense will