of December 2020.   In any case, to be eligible for the waiver or the rate cut of annual fee, the securities issuers must not have a record of criminal fining or criminal complaint for failure to

trading orders. Failure to do so will therefore result in the SEC's administrative actions. In this regard, the SEC on July 5, 2012 imposed administrative sanction on three investment consultants by

debentures. Failure to reach a resolution for the director appointments would materially affect IFEC's future status and business operation

affect POLAR investors and shareholders. In this regard, POLAR's failure to comply with the order of the SEC is liable to contravention of Section 58 (3) of the Securities and Exchange Act B.E. 2535 (1992

orders via mobile phone.Making securities trading decisions on behalf of the client and failure to record the client's securities trading orders are, respectively, in violation of Clause 20(2) and 20(3) of

the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of

statements of STARK, for the years 2019-2021, constituted a serious failure to comply with auditing standards regarding risk assessment and audit planning, journal entry testing, analytical procedures

cryptocurrencies. In this regard, Bitkub by Mr. Sakolkorn acknowledged such action but did not oppose. Bitkub’s offence was resulted from the instruction or the failure to give instruction of Mr. Sakolkorn, Chief

the instruction or the failure to give instruction of Mr. Poramin, Chief Executive Officer and authorized director, which is duly required to be performed. 12/07/2022 agreed to comply with civil

from the instruction or the failure to give instruction of Mr. Mikalai, managing director, which is duly required to be performed. 27/09/2022 referred the case to a state attorney for filing a lawsuit