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. “Institutional investor” means: (1) Commercial Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of
Banks; (2) Financial companies; (3) Securities companies which purchase investment units for proprietary trading, managing for private funds, or for management of investment schemes established under the
securities for sale), financial advisor, lead underwriter, co-underwriter, the effective date of the Registration Statement, the conditions for cancellation of the offer for sale in the case that the amount of
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representative to coordinate matters such as information disclosure and delivery of documents and so forth. 1.3 Filing of application The applicant shall file an application together with complete supporting
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execute foreign exchange transactions with financial institutions in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9849 SEC advises the public to be cautious about using services of unlicensed