duty as the approved securities investment consultant for 2 years and 6 months. Owing that {A}'s approved securities investment consultant status only lasts until December 31, 2016, her approved status
of Clauses 20(2) and 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
in matters stipulated in sub-paragraph (1) so that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in
delivered to investor or submitted to home regulator, as the case may be; (2) the CIS operator has duty to deliver the information affecting materially the foreign collective investment scheme to investors as
ไว้วางใจของกรรมการและผู้บริหารบริษัทย่อย อย่างไรก็ตาม การแต่งตั้งบุคคลเข้าเป็นกรรมการหรือผู้บริหารในบริษัทย่อย กรรมการและผู้บริหารบริษัทจดทะเบียนมีหน้าที่ตามมาตรา 89/7 (fiduciary duty) แห่งพระราช
Exchange Commission related to appointment and performing duty of fund manager and in relation to approval of investor contacts and standards of conduct specify that fund manager, property fund manager
informs you that the AMLO, the core agency with a duty to supervise matters concerning money laundering, has issued rules with details whereby intermediaries are required to establish a client acceptance