Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules for Custody of Customer Assets and Essential Details of Custody Agreement
, Professional Level, Chief of General Administration, received the donations on behalf of the Fueng-Fah Home on 30 October 2024.This donation was part of a community service and public charity initiative on the
charitable donation to the Thai Red Cross Society’s project to support the purchase of medical equipment and assisting patients with acute ischemic stroke, at the DBD Building on 16 January 2024.In the
occasion, the SEC also made a charitable donation to “KPI Citizen Politics Fund” to support and advance the institute's work in promoting citizenship. The event took place on 5 September 2024, in