Bangkok, 21 June 2018 ? The SEC has imposed civil sanction on two offenders, namely Mr. Sarath Teganjanavanich and Ms. Malita Limlomwongse, for using inside information to buy shares of Thai Optical

days.In any case, failure to comply with the SEC orders or disclosure of information inconsistent with the facts may subject EARTH's directors and executives to legal action that could lead to criminal

companies should be careful in disseminating news or information related to the companies’ operations because disseminating news or information that is inconsistent with facts or may cause material

The SEC received information from the Stock Exchange of Thailand (SET) in October 2024 and later conducted further investigation into an interview given by Mr. Boon Vanasin to a media outlet on 25

, cash flow within the group, and monthly payment made to seven aiders and abettors.  The SEC also obtained statement from some suspects admitted the facts regarding the control of the manipulating scheme

and provide data for systemic risk management. The data must be kept for at least five years from the transaction date;              2. A derivatives broker may become a debtor by judgment or a

system and the information technology system. In this regard, Huobi notified that the company was in negotiation for procurement of new work systems and requested further extension of deadline

benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a

company has incorrectly recorded some accounts. In addition, the SEC?s review of such financial statements along with NIPPON information released through the Stock Exchange of Thailand indicate that there

examination on suspicious facts. Overall, the number of complaints against unlicensed securities or derivatives businesses is on a gradual decline, and 75 percent of the cases is beyond the SEC?s authority, for