Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and
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13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and
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(OSS) system. On this occasion, she highlighted the SEC’s direction for the development of OSS services – such as the Government Business Services Portal or BizPortal, the Stakeholders Service Portal and
promoting tax-saving funds to develop the Thai capital market, supporting the increase of provident fund (PVD) members among listed companies for employees’ retirement, and the direction for utilizing Open
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