documents periodically or from time to time, within a time period specified by the SEC Office, provided that this requirement does not cause unreasonable burden to securities clearing houses and central
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Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment Advisory or an Undertaking of
Which Are Not Deemed an Undertaking of Securities Business
Which Are Not Deemed an Undertaking of Derivatives Busin
Not Deemed An Undertaking of Derivatives Exchange and ...
Name Fund Type Fund Name Fund Abbr. Name Approval Date First Sell Start Date First Sell End Date Remark Filing (Thai version only) Mutual Fund SCB Foreign Fixed Income Fund 6MP8 Not for Retail
Shares to Specific Investors (Private Placement) at the Offering Price with a Discount of not more than ten percent of the Market Price 2. Capital Increase Report Form (F53-4) 3. Information Memorandum on
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
process of preparing and updating private fund contracts is not prudent and concise, did not comply with the rules, conditions and procedures announced by the Capital Market Supervisory Board. SEC Act S