a securities company shall be in accordance with the criteria as follows: (1) securities company shall maintain the net capital at the end of any business day in the amount not less than fifteen
broker shall send the confirmation statement and additional evidence of margin call prescribed under Paragraph 1 to customers through the method agreed upon by the customers within the next business day
water project 5.1 Sales of water project to the Provincial Waterworks Authority, Project 1 Time Period Minimum purchase amount (CBM/Day) Maximum purchase amount (CMB/Day) Price VAT included (Baht/CBM
there appear to be additional fact and the Office notify of such necessity to the securities company prior to the period of thirty days, the Office may extend the period for consideration as needed. When
prescribes that trust managers must be approved by the Office of the Securities and Exchange Commission and in order to determine the consideration period to be in line with Section 5 of the Securities and
investment consultant for a period of two months for failing to keep records of investment advice and clients' trade order instructions. Taking into account that he has already been suspended by his employer
trading, derivatives trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office