). Opinion of the Board of director and Audit Committee The connected transactions of the Company are reasonable in the normal course of business due to all transactions are taking to supporting the business

30 days from the approval date. The SEC Office will consider the registration of Company Account in a normal case (no expiry) in due course).  Wish to apply for change of information in Company

;       2.2 นักวิเคราะห์การลงทุนในหลักทรัพย์จะต้องเข้าอบรมความรู้จากสถาบันหรือ ตามหลักสูตรที่สำนักงานให้ความเห็นชอบ (refresher course) ภายในทุกช่วงเวลา 2 ปี แต่จะไม่บังคับ กับนักวิเคราะห์ที่

ขอบเขตเนื้อหาขั้นต่ำตามสิ่งที่ส่งมาด้วย และมีระยะเวลาอบรมอย่างน้อย 3 ชั่วโมง ซึ่งหลักสูตรดังกล่าวสามารถนำไปใช้นับชั่วโมง refresher course เพื่อใช้ในการขอความเห็นชอบต่ออายุได้    

current accounts for the highest efficiency in cost management. We are therefore continuously monitoring and analyzing the course of events. Subject to our regular reviews and improvements in liquidity risk

persons of the transactions when the accounts are opened or when the first transaction is processed in case where there is no account-opening (initial KYC/CDD) and on an on-going basis throughout the course

the accounts are opened or when the first transaction is processed in case where there is no account-opening (initial KYC/CDD) and on an on-going basis throughout the course of the relationship with

-going basis throughout the course of the relationship with clients (on-going KYC/CDD). Clause 9. In conducting the KYC/CDD process pursuant to Clause 8, securities company is required to perform the

during the course of business undertaking; (7) “ investor contact ” means any person who performs duties in contacting, soliciting, giving advice or planning related to the purchase or sale or investment

; (6) “inside information” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired during the course of