? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
property sector funds Money Market Funds with constant NAV (MMF constant NAV) Investment in https://www.sec.or.th/EN/Pages/LawandRegulations/NAV.aspx English (United States) Salesandpurchase country funds
transaction with details as follows: Invest in short term Bill of Exchange in Thai baht currency with specified the Beneficiary Transaction Date Within September 2017 Counterparty Country Group Securities
are as follows: Transaction Date 18 August 2017 Counterparty Country Group Securities Public Company Limited Type of Transaction Invest in short term Bill of Exchange in Thai baht currency specified the
income fund* SEC, Thailand Equity fund Mixed fund Alternative investment fund Country concentration**Foreign investment asset class (TB) **Based on foreign direct investment (unit trust not included