whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
whereas the net profit Company Only was Baht 3.61 million. Compared with the same period last year, the net profit increased by Baht 24.73 million or 36.41 % and decreased by Baht 92.54 million or 96.25
whereas the net profit Company Only was Baht 19.74 million. Compared with the same period last year, the net profit decreased by Baht 51.13 million or 32.24 % and decreased by Baht 175.37 million or 89.88
16 million from same quarter last year. For the Company only, the gross profit was Baht 82 million, a decrease of Baht 2 million from same quarter last year while for the subsidiary company’s gross
mutual funds under management of the same asset management company only up to two tiers for general mutual funds may not be flexible enough. The SEC has therefore revised the governing rules in this
transactions must be transferred into the securities account of the responsible securites company only, and that accepting a deposit of shares from any investment consultant into investors? own trading accounts
Section 92 Securities and Exchange Act B.E. 2535 Section 92. A securities company may establish a branch office only when an approval has been given by the Office. The application for and the
the Company only, the gross profit was Baht 91.5 million increased from the prior year same quarter at Baht 8.2 million while for the subsidiary company’s gross profit was Baht 2.8 million and increased