upon the termination of such approval of the SEC Office, if the change of position of such person is required to be registered with the company-partnership registrar of the Ministry of Commerce, the

17. Following the SEC Office’s order to revoke an approval, the securities company or the derivatives business operator shall undertake any steps to remove such director, manager or person with power

the approval of the Company’ s Board of Directors on March 27, 2020. P a g e | 18 - Management Discussion and Analysis 2Q2020 - Statement of Cash Flows Exhibit 10 : Consolidated Cash Flows Statement for

Funds of Management Company, measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund and post-approval proceeding in Part 1; (2) the provisions on

Funds of Management Company, measures on non-compliance, and additional rules governing the following matters: (1) the establishment of a fund and post-approval proceeding in Part 1; (2) the provisions on

” means the amount of money which a management company receives from selling units and is registered with the SEC Office; (17/1)8 “ auditor ” means a certified public accountant who has obtained an approval

Company by delivering the invitation letter for the Shareholders’ Meeting to the shareholders at least fourteen days prior to the date of the Shareholders’ Meeting in order to obtain approval from the

Company by delivering the invitation letter for the Shareholders’ Meeting to the shareholders at least fourteen days prior to the date of the Shareholders’ Meeting in order to obtain approval from the

Company by delivering the invitation letter for the Shareholders’ Meeting to the shareholders at least fourteen days prior to the date of the Shareholders’ Meeting in order to obtain approval from the

conditions precedent may be summarized below: (1) The Shareholders’ Meeting of the Company shall have resolved to approve the Investment Disposal Transaction, including approval on various matters necessary