? intention and brought about disputes between the clients and the investment consultants as well as the securities firms. Therefore, the SEC urges collaboration among investors not to make such authorization
the preparers? duties and responsibilities will be communicated through training courses and seminars along with the collaboration between the SEC and the Federation of Accounting Professions under His
Secretary-General said that ?The SEC foresees the importance of collaboration among independent audit regulators around the globe in order to share their common inspection findings, especially in the group of
at the joint press conference with the CCIB after the raid and arrest of the suspects on the same day: “This collaboration will enhance the effectiveness of law enforcement in prosecuting and
on Financial Data Connectivity for Enhancing the Monitoring of Suspicious Financial Transactions held in January 2026, which resolved that the SEC, in collaboration with the Anti‑Money Laundering
recognition of the SEC Thailand’s international roles and collaboration for sharing of information, opinions, and experiences in different areas. About IOSCOEstablished in 1983, the International
paper form. In many cases this will result in their https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...
beneficiaries. Such challenges cannot https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional%20Investor%20Responsib...
adverse incidents; (2) To align the submission timeline for risk level assessment (RLA) reports and IT audit reports to the same period, specifically within the first quarter of each calendar
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the