Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Approval of Auditors for Offering of Securities that are Debt Instruments issued by Foreign Juristic Person
Exemption for Filing of Registration Statement for Offer for Sale of Securities Issued by Foreign Company
Rules on Managing Derivatives Investment by Registered Derivatives Investment Management Company
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities
Selling of Securities in Foreign Country by Securities Company Without Having Possession
Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company
Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order
Rules, Conditions and Procedures for Offering for Sale of Shares by Shareholders of Limited Companies