Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets . The 24-hour https://www.sec.or.th/EN/Pages/News_Detail.aspx
team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets . The 24-hour https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647 <
this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned assets or transfer of digital assets . The 24-hour https://www.sec.or.th
advice on withdrawal, receipt of returned assets or transfer of digital assets . The 24-hour https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7647 < > > < > > Previous First 2 3 4