derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category
Bangkok, November 3, 2014 ? The SEC will revise underwriting rules to provide more flexible risk management by permitting underwriters to trade underlying securities of the underwritten securities
” underlying “derivatives” “derivatives on organized exchange” derivatives derivatives “discount rate” “FX” (Foreign Exchange) “GMS” (Greater Mekong Subregion) ( ) “group limit” “guarantor rating” “international
share TDR TSR Warrant Mutual Fund Token Digital for investment Token Digital for unavailable use Issuer / Underlying / Securities Fund Abbr. Name ISIN / ThaiBMA Code Offering Type Issuance Type Feature