incident during the same period of time decide to participate in such legal proceeding. This is convenient because members of a class action do not need to go through each and every step individually, and

apply in that investment in each bond issuer must not exceed 25% of the fund?s NAV. The funds will be required to clearly disclose investment policy and risk level in the prospectus, allocate investment

you should not deal with can be viewed under ?Investor Alert List? banner.  In this regard, we also welcome assistance and report from the investing public, so please do not hesitate to contact our SEC

Thailand or in foreign countries) at the proportion not less than 50% of the total number of voting rights of such subsidiaries, reducing from the minimum of 75% of the total number of voting rights. The

related person, with a large amount of overdue payments and continuous losses. In case the debtor will not be able to repay the debt, profit shown on the applicant?s result of operation may turn to loss. It

Bangkok March 29, 2011 ? The SEC files complaint against Apichart Rungruengacheeva (formerly Wisit Kanjanopas), Ratchanee Panich, Krisda Kulvivat, and Preecha (last name not known) with the

resulted from trading orders for investment units listed on SET, in nature, is indifferent from that of the securities company that submits share trading orders. However, the said requirement will not apply

market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in

retirement funds as new investment choices for the retired with demand for regular payouts and return from their retirement benefits. The fund?s portfolio will be allocated to invest in not too risky assets

-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues as specified by Section 289 of the SEA. The SEC