assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for
performed his duties completely was failure to perform duties with honesty under the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended
the SEC Office in accordance with the form and procedure provided on the electronic system of the SEC Office. Clause 5 In case the SEC Office deliberated that an applicant has correctly and completely
ไฮเทค จาํกัด (มหาชน) AAPICO HITECH PUBLIC COMPANY LIMITED October 9, 2018 Subject: Notification of the additional investment in Sakthi Global Auto Holdings Limited (Amendment with Enclosure) To: The
The opinions of the Independent Financial Advisor on the connected transaction (For the purpose of translation only) 0 The opinions of the Independent Financial Advisor on the connected transaction by Thai Wacoal Public Company Limited Presented to Shareholders of Thai Wacoal Public Company Limited Prepared by 8 March 2019 This English report of the Independent Financial Advisor’s Opinions has been prepared solely for the convenience of foreign shareholders of Thai Wacoal Public Company Limited...
statements for the nine-month period ended on 30 September 2017. 2. To approve the change of overseas subsidiaries’ capital structure namely Carabao Venture Holdings (Luxembourg) Limited (“CVHLUX”) which is a
entry into the joint investment with Triple CH Holdings Company Limited (“Triple CH”), the Company registered under the laws of Samoa which its office locates in the Hong Kong Special Administrative
inform that the meeting resolved to approve the entry into the joint investment with Triple CH Holdings Company Limited (“Triple CH”), the Company registered under the laws of Samoa which its office