having effect to investor or capital market in Thailand, regardless of whether such person is principal, aider or abettor or instructor.The consultation paper is available on the SEC website at

client accepted the proposed transactions. At the end of trading day, {A} notified the amount of money to be received or paid whereas the client did not reject or decline the transactions. In case of {B

the Thai and ASEAN capital markets? competitive edge in the international arena. More details of Standards of Qualifying CIS are available at http://www.theacmf.org/ACMF/upload

for different risk levels and thus functions as a guideline for the business operators to give investors even more appropriate investment advices. At this juncture, the SEC wishes to invite all business

on the clients? behalf at a high trading volume and value. Later, the clients demanded her to compensate for losses incurred from trading. In addition, {A} admitted to trading in such manner by giving

, or service providers with at least five-years of related experience. In case of outsourcing to any other persons, the SEC?s prior approval is needed. The SEC?s consideration will focus on business

to March 27, 2009, Maris, then ING Funds managing director and T.U. Dome fund manager, and Burim, also T.U. Dome fund manager at that time, had performed their duties dishonestly by proceeding for T.U

international accepted standards. Thai listed companies will be allowed to raise fund and use Thai auditors in EU jurisdiction; thereby enhancing their competitive edge in the long run.  At present, EC has

SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make

up the quality of financial reports and information disclosure of listed companies. Tipsuda Thavaramara, SEC Deputy Secretary-General, said that ?At present, freer flow of capital and cross-border