Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of

Following a public hearing on the proposal to amend the capital adequacy requirements for business operators to ensure that they have sufficient capital to address business risk and maintain

the Securities and Exchange Act and the Emergency Decree on Digital Asset Businesses to enhance oversight and appropriate investor protection mechanisms according to the Principle of “Same Activity

penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992).The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on the offender

According to the Cabinet’s resolution on 13 May 2025, G-Token is a new tool for the Government’s loan raising by other means as approved by the Cabinet in accordance with Section 10, Paragraph one

Facebook page “the SEC Office”, or SEC Live Chat at www.sec.or.th. ______________________Remarks:* Related rules and regulations:- Notification of the Office of the Securities and Exchange Commission No. Sor

financial statements via the Electronic Information Transmission System of the Stock Exchange of Thailand (SET) in August 2018.  The misconduct of the four current and former executives and directors* is

the Thai Capital Market industry. CMDF will consider providing grants to the main operators who are nominated and certified by SEC. Initially, the focus will be on developing a central digital

specified by the Civil Sanction Committee, and (5) prohibit the offender from trading securities on SET or securities trading center or entering into derivatives contracts on the Derivatives Exchange for

of the Securities and Exchange Commission No. Sor Thor. 37/2559. Re. Rules in Detail on Establishment of Information Technology System dated 12 September 2016 and Notification of the Office of the