wishes to receive an evidence of the approval shall submit the requisition through the system provided on the website of the SEC Office. Clause 9 This Notification shall come into force as from 1 July 2014
Securities and Exchange Commission No. Sor Lor Thor. 49/2558 Re: Approval of Personnel in the Capital Market Business (No. 2) dated 10 July 2015. 3 Clause 8 Any person who wishes to receive an evidence of the
of purchaser, representing the right of the holder of such instrument to receive money or other benefit. "underwriter" means any person who underwrites the sale of securities to the public. "prospectus
complaint handling system in relation to securities business undertaken by the securities company, its employee or its agent; (2) receive a complaint in (1) from a customer and complaint from a customer
system in relation to securities business undertaken by the securities company, its employee or its agent; (2) receive a complaint in (1) from a customer and complaint from a customer through an agent who
an uninterrupted period of twenty years or more. Such employees are entitled to receive not less than 400 days compensation at the latest wage rate. This change is considered a post-employment benefits
year 2018, the Company reversed the reserve for damages from a lawsuit in the amount of Baht 21.85 million due to the judgment of the Court of Appeal to the Company to receive the repayment for
below; 6) Total value of consideration The company will receive total cash 76,500,000 baht as agreed price between buyer and seller 7) The criteria used to determine the value of consideration As of