burden to investors, which could develop into an obstacle for accessing investment services and products in the capital market. SEC therefore is proposing the regulations on the use of a single form for

’ specific business model under more reasonable costs and without excessive burdens on business operators. Providing more license types also promotes business development and competition in the capital market

SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market

of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC

The webinar aimed to equip professionals in the Thai capital market with a fundamental understanding of ESG factors and the knowledge of how to provide ESG-related services to their clients, as well

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เปิดเผยว่า คณะทำงาน Digital Infrastructure for Capital Market ที่มีนางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ดำรงตำแหน่งประธานคณะทำงาน ได้

นางสาว รื่นวดี สุวรรณมงคล ประธานคณะทำงาน Digital Infrastructure for Capital Market ร่วมหารือกับคณะทำงานซึ่งประกอบด้วยผู้เกี่ยวข้องทุกฝ่ายครั้งแรกถึงแนวทางการนำ DLT มาใช้พัฒนากระบวนการระดมทุนและ

The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure

capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the

 in the capital market can fulfil the SMEs needs to achieve such goal. We also hope that the collaboration under this MOU will increase the potential of SME operators and make the evolvement of