. Eventually, she admitted that some purchasing transactions were made without the client's orders to cut loss in the client's account. This could be considered as misconduct for obtaining authorization to make

for a period of two months. Taking into account that he has already been suspended by his employer for one month and fifteen days, the suspension imposed by the SEC shall  be fifteen days, effective

financial statements. Such information included cash account, purchases and sales transactions in cash, executive remuneration, tax penalty, and accounts receivable previously recorded as stock under

lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on

ผู้ลงทุนในรูปแบบบัญชีไม่เปิดเผยชื่อ (omnibus account) นอกจากนี้ ได้เพิ่มมาตรการให้ ก.ล.ต.  ดำเนินการหากพบว่ามีการใช้ ASEAN CIS ไทยเพื่อแสวงหาประโยชน์จากการลงทุนของบุคคลหรือกลุ่มบุคคลเดียวกันเป็นการเฉพาะ

environmental transition, align with international standards, and take into account Thailand’s national context. It also expands investment options in the capital market while maintaining an appropriate level of

), sold 29,000 shares of BLA through his the securities trading account in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net

BLA through its the securities trading account in such a way as to take advantage of other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2

own account in such a way as to take advantage of other persons by using negative material non- public information concerning the fact that BLA’s operating net loss of 880.59 million baht significantly

(BLA) shares to be sold from the account of BKI in such a way as to take advantage of other persons by using negative material non-public information concerning BLA’s operating net loss of 880.59 million