Exchange Commission No. Kor Thor. 13/2563 Re: Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of Investment
digital asset business license for Finance Minister’s consideration Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation
EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2001 SECURITIES AND EXCHANGE COMMISSION, THAILAND OFFICE OF THE SECURITIES AND EXCHANGE COMMISSION
fully qualified to be a listed company on the Stock Exchange of Thailand, due to its money laundering activities. ADAM has been damaged by this act, while the Chansakulporn Family, consisting of Mr
&comp_id=0737 SEC advises ADAM shareholders to exercise their voting right on acquisition of a real estate business Bangkok, August 16, 2016 ? The SEC is urging the shareholders of Adamas Incorporation
. The EVER shareholders are strongly advised to study information carefully and exercise their rights to protect own interests. They should also make inquiries to the EVER Management to obtain
for listed and regulated companies. We expect our collective efforts will help to increase investors? knowledge and understanding of their rights and how to exercise them effectively. We also encourage
education, experience, investment goals, investment conditions and restrictions. It is important for investment consultants to exercise due care and clearly explain risk factors involved in mutual fund
, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement