ย่ำงชัดเจน เป็นผลให้ กระบวนกำรท ำ product due diligence ไม่ดีพอ รวมถึงกระบวนกำรขำยไม่ปฏิบัติตำม sales conduct ในกำรติดต่อลูกค้ำ โดยไม่ค ำนึงถึงควำมเหมำะสม และควำมรู้ควำมเข้ำใจในกำรลงทุนของลูกค้ำ และไม่
against property, or lacking due care, loyalty or practice on code of conduct as a professional. Clause 31 In case there is a reasonable ground to believe that the following demeanors are committed, it
virtue of such laws regarding management in the manner of deceit, fraud, dishonesty relating to offence against property, or lacking due care, loyalty or practice on code of conduct as a professional
approval shall be done in a foreign country; (3) certifying that the applicant has acted in accordance with the provisions under this Notification and has proceeded with due care to the best of their
the Notifications issued by virtue of such laws regarding management in the manner of deceit, fraud, dishonesty5 relating to offence against property, or lacking due care, loyalty or practice on code of
responsibility, due care and loyalty including breaching or failing to comply with the laws, objectives or articles of association, and the resolutions of the board of directors or the resolutions of the
on comparision value of securities N/A, Can not be calculated due to not issuing shares to pay for assets - The transaction will have the maximum transaction size based on the criteria on total value
Different from the Board of Directors’ Opinion The Audit Committee, after due consideration, had the opinions which were in line with those of the Board of Directors as stated in Section 10.
referable source; (2) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3
Exchange Commission concerning application of agricultural derivatives business license due to its qualifications as the licensee having permitted to undertake derivatives business in the category of