system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
Bangkok, May 10, 2016 ? The SEC invites investors and the public to visit SEC Café Working Space at Money Expo Bangkok 2016 to learn more about smart saving and investment tools that could help them
Bangkok, May 10, 2016 ?? The SEC invites investors and the public to visit SEC Café Working Space at Money Expo Bangkok 2016 to learn more about smart saving and investment tools that could help them
Bangkok, December 12, 2014 ? The SEC is seeking public comment on proposed revisions of capital requirement for asset management companies to maintain adequate minimum capital requirement for
Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the
”), played a part in causing Mr. Suredpon Jungrungruangkit, Mr. Komol Jungrungreangkit and Summit Pinehurst Golf Club Co., Ltd. (collectively referred to as the offerors) to fail to comply with rules specified
Mr.Yanyong Intarasongkrog During September 10 - 27, 2013, Mr.Yanyong Intarasongkrog colluded or agreed with other principals by using his trading account and/or trading accounts of abettors to trade
Mrs.Woranan Lertkulthum During September 10 - 27, 2013, Mrs.Woranan Lertkulthum colluded or agreed with other principals by using her trading account and/or trading accounts of abettors to trade
Mr.Bhanurak Saengaram During September 10 - 27, 2013, Mr.Bhanurak Saengaram colluded or agreed with other principals by using his trading account and/or trading accounts of abettors to trade shares
Mr.Chanya Leerungruangporn During September 10 - 27, 2013, Mr.Chanya Leerungruangporn colluded or agreed with other principals to trade shares of Yong Thai Pubic Company Limited (YCI) in concealment